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Axcis Education
Oxford Circus
We are currently recruiting a full-time Compliance Officer to join our team in our Central London office. This is a diverse and exciting role which may suit an applicant who is looking to develop their career in the field of SEND education recruitment or just administration in general. If you have a background in education and administration this c
Job Source: Axcis EducationHays Specialist Recruitment Limited
London
Your new company A well known international bank is looking for a regulatory compliance professional for a 6-month fixed-term contract. The bank caters to a diverse clientele, offering a range of banking services including retail, private, and corporate banking. Your new role In this role, you'll play a critical part in ensuring the Bank's adherenc
Job Source: Hays Specialist Recruitment LimitedMontresor Legal
, United Kingdom
Montresor Legal is actively seeking a Compliance Associate to be part of a London-based investment firm. This is an excellent opportunity that will allow the successful candidate to work on a variety of compliance matters, have direct contact with the business and be the point person for compliance matters. You will report to a highly supportive a
Job Source: Montresor LegalCoopman Search and Selection
Greater London
Job Description Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across UK, Dubai & US. Key Responsibilities: Ensure FCA
Job Source: Coopman Search and SelectionCaravel
London
Job DescriptionOur client, a prominent tax and wealth management advisor, seeks a regulatory compliance officer for their London office.The ideal candidate will have a minimum of 2 years’ compliance experience, preferably (but not essential) in financial services. My client does offer training, so they are open to considering candidates with a vari
Job Source: CaravelRutherford
London
Job Description Rutherford is currently partnered with an elite private equity firm that are looking to hire a Compliance Officer into the London team. Responsibilities : Provide expert regulatory advice to the investment/deal teams. Manage code-of-ethics and compliance monitoring related tasks. Support on global regulatory projects and help the
Job Source: RutherfordTaylor Root
greater london, england, United Kingdom
We are supporting our Lloyds of London insurance client, who are hiring a Compliance Officer to join their growing team. The Compliance Officer will support the Senior Compliance Manager with generalist compliance duties, including; delegated authorities, updating and embedding policies and procedures, monitoring regulatory developments and provid
Job Source: Taylor RootMoneyfarm
London
Job Description Who we are: We’re a pan-European digital wealth manager with 128.000 active investors (growing fast!) and over £3.5 billion invested on our platform. With 170+ people across 4 offices in Italy and the UK, we’re supported and funded by Poste Italiane, Cabot Square Capital and Allianz. We started in 2011 in Milan with a simple vis
Job Source: Moneyfarmgreater london, england, United Kingdom
Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across UK, Dubai & US.
Key Responsibilities:
Ensure FCA & SEC regulatory compliance requirements are adhered too
Operate core compliance programme (PAD, Conflicts, Gifts and entertainment)
Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines
·Assist with International long/short daily filings·
Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required
Review of trade errors, market abuse related matters and market soundings
Organise compliance training
Experience Required:
5+ years compliance experience, ideally within a hedge fund or investment manager
Strong understanding of surveillance and knowledge of various asset classes including fixed income, equity, and derivatives
An in-depth understanding of the hedge fund industry & strong general compliance experience
Good level of knowledge of FCA, CFTC, SEC & EU regulatory requirements.
Strong stakeholder management skills
High energy, drive for excellence, stamina and ability to excel in a fast-paced environment
For a confidential discussion or for further information, please get in touch with [email protected]
As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.
Compliance Officer jobs in greater london, england, United Kingdom
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