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Compliance Officer

birmingham, england, United Kingdom

We are recruiting for a Compliance Officer to support the Compliance team in the delivery of strategic and tactical enhancements of the Group Compliance function, together with ensuring that both internal and external BAU compliance requirements are met.

Overview of duties

Representing the compliance division to the business and providing suitable advice on regulations and compliance issues

Providing support with our training & competence scheme. including implementation, monitoring and reviewing solutions to requirements arising from all applicable legislation, taking into account commerciality and practical application

Undertaking relevant research and diligence as required by the team

Support in resolving and responding to complaints

Supporting the compliance team in devising, implementing, monitoring and reviewing solutions to requirements arising from all applicable legislation, taking into account commerciality and practical application

Keeping up to date with current compliance requirements across pensions, insurance, investments and mortgages

Building relationships with key stakeholders in all business lines, including development of knowledge of their business aims, strategies and problems

Collect and inform on relevant management information (MI)

Undertaking general support and administration duties for the compliance division

Person specification

Knowledge, skills and abilities:

Demonstrable experience in compliance roles or similar within the financial services sector

Specific qualifications are not essential for the role but candidates with relevant financial, compliance and/or legal qualifications will be preferred

Strong knowledge of the FCA handbooks

High degree of integrity with high ethical standards

Proficiency with Microsoft Office and the ability to adapt to new systems quickly

Education / and or Experience:

2+ years’ experience within a compliance function

Key information:

Salary: Dependant upon experience

Hours: Monday – Friday, 35 Hours

Location: Birmingham, Hybrid

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Compliance Officer jobs in birmingham, england, United Kingdom

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