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Hays Specialist Recruitment Limited
London
Your new company A well known international bank is looking for a regulatory compliance professional for a 6-month fixed-term contract. The bank caters to a diverse clientele, offering a range of banking services including retail, private, and corporate banking. Your new role In this role, you'll play a critical part in ensuring the Bank's adherenc
Job Source: Hays Specialist Recruitment LimitedJameson Legal
Greater London
Job Description Compliance Officer An exciting opportunity has arisen to join a boutique trading house that are looking for someone to join their compliance team in a generalist compliance officer role, there will however be a focus on the Compliance monitoring and assurance program however there will be the opportunity to get involved with ar
Job Source: Jameson LegalQuantum Group
City of London, London
We are inviting applications for compliance officer position for an international bank based in city London . This is a 6 months contract to start immediately. Key Responsibilities: Performing Compliance Risk Assessments Second line oversight of the Bank's compliance with the applicable law, regulations and internal policies Developing and implem
Job Source: Quantum GroupCPS Group (UK) Limited
City of London, London
re you an experienced Quality and Compliance Officer who is looking to work with a growing company that would allow you to work across multiple divisions. My client, are a Global Consultancy that work across multiple sectors. This role requires somebody who is able to look at the processes that each division utilise, and then develop some consiste
Job Source: CPS Group (UK) LimitedLeigh Day
London
Compliance Officer - London Permanent, full time Competiive, plus benefits Role Reference - CA/BS/CW/MAY24 About Leigh Day We are a top 100 law firm committed to claimant-only cases, ensuring that individuals have the same access to justice as the UK Government and large corporations. We’re not afraid to take on difficult and challenging cases invo
Job Source: Leigh DayRutherford
London
Job Description Rutherford is currently partnered with an elite private equity firm that are looking to hire a Compliance Officer into the London team. Responsibilities : Provide expert regulatory advice to the investment/deal teams. Manage code-of-ethics and compliance monitoring related tasks. Support on global regulatory projects and help the
Job Source: RutherfordMoneyfarm
London
Job Description Who we are: We’re a pan-European digital wealth manager with 128.000 active investors (growing fast!) and over £3.5 billion invested on our platform. With 170+ people across 4 offices in Italy and the UK, we’re supported and funded by Poste Italiane, Cabot Square Capital and Allianz. We started in 2011 in Milan with a simple vis
Job Source: MoneyfarmCK Group
greater london, england, United Kingdom
Ck Group are looking for am ABPI Compliance professional to join a pharmaceutical companies Ethics and Compliance team. You will support in-house medical affairs and commercial teams, helping facilitate activities and ensure ABPI compliance. This is an 18 month FTC. You will ensure there is a compliance system in place that adheres to the ABPI and
Job Source: CK GroupLondon Area, United Kingdom
X4 Technology are partnered with a leading investment platform in Central London who are founded by a renowned entrepreneur. Their platform offers DIY and managed investment portfolio options including Exchange-Traded Funds with unmatched value, choice, insights and automation. As part of their continued growth journey, they're offering the opportunity for a Compliance Officer to join their team.
The position will require an individual that wants to get stuck in all areas of compliance in a growing, innovative fintech business. You will assist with day to day compliance functions, advise the business on regulatory and form part of project groups in building and delivering new products and propositions.
Responsibilities of the Compliance Officer includes:
Handle day to day financial promotion approvals, complaint resolutions, transaction reviews and onboarding queries
Complete necessary sections of Regdata reports and Connect applications as needed
Implement and carry out the Compliance Monitoring programme, including checks on best execution and financial promotions
Help to drive the implementation of compliance controls and processes, ensuring adherence to FCA regulatory Compliance, AML/CTF and other regulations
Requirements of the Compliance Officer includes:
3-5 years experience of generalist compliance experience in wealth management or investment management
Knowledge of the FCA handbook, HMRC ISA rules, JMLSG and GDPR guidance
Operational knowledge in building and running a compliance program and hands-on knowledge of UK regulatory requirements
The ability to restructure complex problems, making them more manageable and to assist colleagues - with a service delivery attitude and a solution based mindset
This role can be remote for the right candidate with occasional onsite visits when needed. The base salary ranges between £50,000 - £60,000 depending on previous experience. This will be a 2 stage process with interviews lining up as early as next week.
If you have the necessary experience and would like to be part of a high-growth fintech, please apply for immediate consideration!
Compliance Officer jobs in London Area, United Kingdom
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