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Heat Recruitment Ltd
Aylesbury
Job Title: Compliance Officer - Wealth Management Location: Aylesbury, UK Salary - negotiable dependent on experience Benefits: * 8% pension * Group life cover * 25 days of annual leave plus bank holidays and Christmas closure * Opportunities for career progression * Additional benefits to be enhanced as the company grows About Us: We are re
Job Source: Heat Recruitment LtdSelect Recruitment Specialists Ltd
Dunstable
Job Purpose: Reporting to the Head of Risk and Governance, the Governance Officer will support the practice governance elements of the organisation, the policy framework, personal and employer insurance and claims, risk assurance, systems and process compliance assurance, and data protection. The Governance Officer will provide administrative and o
Job Source: Select Recruitment Specialists LtdBelmont Recruitment
Milton Keynes
Belmont Recruitment are working with Milton Keynes Council to recruit for a Children’s Quality and Compliance Officer. This is a 3 to 6 month contract with the view to extend. In this role you will: * Undertake quality assurance reviews of children’s services commissioned to make sure best value for money is delivered and to ensure the strategic
Job Source: Belmont RecruitmentService Care Solutions - Social Work
Milton Keynes
Quality and Compliance Officer Service care Solution are currently recruiting for a Quality and Compliance Officer in Childrens Services, with Milton Keynes Council. The Children's Quality and Compliance Officer will ensure that all services are in compliance with relevant regulations and standards, and that they meet the needs of the children and
Job Source: Service Care Solutions - Social WorkService Care Solutions
Milton Keynes
Quality and Compliance Officer Service care Solution are currently recruiting for a Quality and Compliance Officer in Childrens Services, with Milton Keynes Council. The Children's Quality and Compliance Officer will ensure that all services are in compliance with relevant regulations and standards, and that they meet the needs of the children an
Job Source: Service Care SolutionsGatehouse Bank plc
milton keynes, england, United Kingdom
Compliance Officer (FTC) Gatehouse Bank plc FTC – 6 months London – Milton Keynes – Wilmslow Role purpose This is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatory compliance responsibilities by providing appropriate compliance oversight over the Bank’s operational environment. This will be provid
Job Source: Gatehouse Bank plcNovax Recruitment
Milton Keynes
Job Title: Children's Quality and Compliance Officer Location: Milton Keynes - Hybrid Pay Rate: £23 Umbrella P/H Job Type: Full Time Contract The Role Undertake quality assurance reviews of children's services commissioned to make sure best value for money is delivered and to ensure the strategic local population needs are met services in line
Job Source: Novax RecruitmentNovax Recruitment Ltd
Milton Keynes
Job Title: Children's Quality and Compliance Officer Location: Milton Keynes - Hybrid Pay Rate: £23 Umbrella P/H Job Type: Full Time Contract The Role Undertake quality assurance reviews of children's services commissioned to make sure best value for money is delivered and to ensure the strategic local population needs are met services in line
Job Source: Novax Recruitment LtdAylesbury
Job Title: Compliance Officer - Wealth ManagementLocation: Aylesbury, UK Salary - negotiable dependent on experience
Benefits:
8% pension
Group life cover
25 days of annual leave plus bank holidays and Christmas closure
Opportunities for career progression
Additional benefits to be enhanced as the company grows
About Us: We are representing a rapidly-growing wealth management firm dedicated to providing personalised financial solutions to theirclients. With a focus on integrity, expertise, and client-centric service, they strive to exceed expectations and build lasting relationships.
Job Description: We are seeking an experienced Compliance Officer to join the team as they embark on an exciting phase of growth, including an upcoming acquisition in the next few months. The ideal candidate will have extensive experience in the Financial Planning sector and possess the knowledge and skills necessary to navigate the regulatory landscape with confidence.
Key Responsibilities:
Oversee and manage compliance functions, ensuring adherence to regulatory requirements and internal policies.
Act as a safe pair of hands in leading the compliance team, with a focus on scalability as the company expands.
Collaborate closely with senior management, including sitting on the leadership team alongside key stakeholders
Taking ownership of senior manager functions (SMF16 & SMF17) and providing strategic guidance to ensure compliance best practices.
Qualifications and Experience:
Proven experience in the IFA sector, with a strong understanding of regulatory frameworks and compliance requirements.
Familiarity with FCA regulations and the ability to obtain approval for senior manager functions.
Demonstrated leadership skills, with the ability to effectively manage and develop a compliance team.
A balance of hands-on compliance experience and the ability to take a strategic, leadership-oriented approach.
Why Join Us:
Opportunity to join a dynamic and collaborative team in a period of significant growth.
Work alongside experienced professionals who are dedicated to delivering exceptional service to our clients
What next? Apply today to be considered for this opportunity. If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client. In this discussion we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.Additionally, refer a friend or colleague to us and receive £200 in vouchers if we assist them in securing a new career. Synonyms: Compliance, IFA, Financial Planning, Advisory, Wealth Management, Financial Planners, Head of Compliance, Compliance Officer, Compliance Consultant, Director of Compliance, Compliance Analyst, Compliance Executive, Risk, FCA
Compliance Officer jobs in Aylesbury
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