ⓘ There was an unexpected error processing your request.
Please refresh the page and try again.
If the problem persists, please contact us with your issue.
You can always manage your preferences and update your interests to ensure you receive the most relevant opportunities.
Get ready to discover your next great opportunity.
Barclay Simpson
London Area, United Kingdom
Senior Compliance Manager Are you a seasoned compliance professional seeking a rewarding opportunity? My banking client is looking for a Senior Compliance Manager to support the Head of Compliance in delivering proactive and timely compliance activities across the bank. This role involves providing regulatory advice, monitoring, reporting, trainin
Job Source: Barclay SimpsonArthur Recruitment
greater london, england, United Kingdom
Reporting into the Group Head of Compliance, you will be a key member of the compliance function, the role holder will contribute to enhancing, embedding and maintaining the Company’s compliance framework. The role holder will be self-motivated, well-organised and enthusiastic about contributing to the success of a rapidly growing business. This i
Job Source: Arthur RecruitmentTwenty84 Ltd
London
Do you have financial services financial crime compliance experience with a focus on fraud, and are you seeking a new job in London? We are looking for a Senior Financial Crime Manager to work with a thriving Compliance Consultancy and this collaborative role comes with an attractive salary of £80,000-£90,000 and excellent benefits package includi
Job Source: Twenty84 LtdGXO Logistics
GB
Company description: GXO Logistics Supply Chain Inc. Job description: Are you experienced in transport compliance professional who can really deliver ? Are you ready to drive your career forwards? Transport yourself to GXO and find out more about how we do logistics differently! GXO is currently seeking a talented and driven individual for the
Job Source: GXO LogisticsPwC.
London
Our Entity Governance & Compliance (EGC) business sits within our Tax & Legal Line of Service, and helps our clients stay ahead of changes that impact their businesses, navigating complexity and risk. We deliver deep Tax, Legal and Governance expertise, while providing the critical context to make informed and compliant decisions. With clients rang
Job Source: PwC.Holden Jones Ltd
London
Our client is a global organisation with an enviable reputation and renowned for staff retention and development. Following a restructure they now are seeking an experienced tax and compliance accountant to join their existing team.You will be responsible for the calculation and reporting of tax (both current and deferred) and compliance issues out
Job Source: Holden Jones LtdHolden Jones Ltd
Holborn and Covent Garden
Our client is a global organisation with an enviable reputation and renowned for staff retention and development. Following a restructure they now are seeking an experienced tax and compliance accountant to join their existing team. You will be responsible for the calculation and reporting of tax (both current and deferred) and compliance issues o
Job Source: Holden Jones LtdMERJE
London Area, United Kingdom
MERJE is collaborating with a prestigious UK bank to find a Senior Manager of Regulatory and Compliance Oversight to join their growing team in London. In this role, you will play a vital part in upholding the bank's reputation and fostering a robust compliance culture. Utilising your relationship-building and communication abilities, you will ove
Job Source: MERJELondon
Senior Compliance Manager Permanent London - hybrid (3 days per week in the office)
Sterling Williams have a fantastic opportunity for a Senior Compliance Manager who will support the Head of Compliance (SMF16), deputising when necessary, in providing a proactive and timely delivery of compliance activities across an international Bank. The candidate will help provide regulatory advice, monitoring, reporting, training and other compliance outputs as required. Working in a small team, the breadth of the role is generalist in nature, whilst requiring a strong level of specific technical knowledge of financial services regulation as relates to banking activities within the UK, as well as experience with dealing with a wide range of stakeholders.??Regulatory Advice:?
Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. This includes horizon scanning activities in relation to new or existing regulation and reporting through to internal Committees for the purposes of oversight.
Support the business through the provision of timely and outcomes-focussed regulatory advice and guidance, as part of project and change programmes and resolving ad hoc queries which arise from time to time.
?Compliance Monitoring?
Assist on compliance monitoring reviews as assigned by the Head of Compliance, covering the Bank’s regulated activities. This includes preparing terms of reference, testing the design and operational effectiveness of regulatory controls, report writing, agreeing findings with key stakeholders and tracking all issues and remediation through to closure.
Assist in the Implementation of the Bank’s Compliance Monitoring framework, processes and procedures in line with industry and regulatory standards and the Bank’s risk appetite. Where required, aid in reviewing and updating compliance monitoring procedures to drive continuous improvement.
Influence and guide internal stakeholders to ensure the successful implementation of the compliance monitoring framework and the resolution of issues/actions.
Support in evaluating the ongoing effectiveness of the Compliance Risk Universe.
?General Regulatory Compliance?
Collate all required compliance Management Information (MI) relating to monitoring and regulation and analyse trends and issues to provide information and assurance to key internal governance forums.
Assist the Head of Compliance in managing Data Protection Compliance, including where applicable, the use of third party vendor.
Proactively develop own knowledge of regulatory compliance and share best practice with members of the wider Risk Teams and across the bank as appropriate.
Review & sign off literature and other marketing materials in line with the FCA Financial Promotions rules and other associated guidance.
Oversee the timely and effective resolution of regulatory incidents.
Develop new compliance policies and procedures when required.
Work with Business stakeholders to ensure the timely submission of regulatory reports.
?Knowledge & Skills?
Demonstrable experience in a Compliance or Audit related role within financial services, ideally within a Banking environment.
In depth regulatory knowledge of FCA and PRA regulations affecting the Bank
Excellent oral, written communication and organisational skills as well as the ability to present confidently and work effectively with staff and management at all levels
Ability to investigate, analyse and interpret MI and to create and maintain committee packs.
Issue Management capabilities displaying effective organisational and stakeholder management skills
o Excellent attention to detail and ability to multi-task
Senior Compliance Manager jobs in London
ⓘ There was an unexpected error processing your request.
Please refresh the page and try again.
If the problem persists, please contact us with your issue.
You can always manage your preferences and update your interests to ensure you receive the most relevant opportunities.
Get ready to discover your next great opportunity.