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Premier Work Support
Chelmsford
We have an exciting permanent opportunity working for our client who are a financial advising company based in Chelmsford. The opportunity working as a Compliance Officer is offered on a part time basis working Monday to Friday, 16-20 hours per week. Duties for the Compliance Officer role: You will have the opportunity to have overall responsibil
Job Source: Premier Work SupportPremier Work Support
Chelmsford
We have an exciting permanent opportunity working for our client who are a financial advising company based in Chelmsford. The opportunity working as a Compliance Officer is offered on a part time basis working Monday to Friday, 16-20 hours per week. Duties for the Compliance Officer role: You will have the opportunity to have overall responsibil
Job Source: Premier Work SupportA1 Personnel Employment Agency Ltd
Stanford-le-Hope
A1 Personnel are currently recruiting for a Compliance Office for a perm role on behalf of our client based in Stanford le Hope. Duties and Responsibilities: Maintain the company's Environmental and Quality Management System frame work and ensure ongoing compliance with accredited ISO90001, ISO14001 and any other ISO standards as applicable. Man
Job Source: A1 Personnel Employment Agency LtdScience Solutions Recruitment
Thames Haven
Do you have experience with compliance in a chemicals setting and looking for a new opportunity? This Compliance Officer role might just be for you! The company is a speciality chemicals company within the fuel sector and are now looking for a Compliance Officer to join their team, to be able to maintain alignment of the business to ISO standards
Job Source: Science Solutions RecruitmentCare Support
Harold Wood
1. To ensure the day-to-day operation of Care Support’s operations office facilities. 2. To carry out all office administrative tasks, to include filing of reports and documents, photocopying, answering the telephone. 3. To oversee the scheme spreadsheets and notify Head of Operations & Compliance of any outstanding information. 4. To assist with t
Job Source: Care SupportLeonid Group Ltd
chelmsford, england, United Kingdom
This is an exciting opportunity to join a global leader in the aerospace, defence, and engineering sectors as an Export Controls and Trade Compliance Officer. The Export Controls and Trade Compliance Officer will play a vital role in ensuring compliance with UK export regulations and U.S. trade compliance regulations. This position will involve re
Job Source: Leonid Group LtdLeonid Group Ltd
Chelmsford
Job Description This is an exciting opportunity to join a global leader in the aerospace, defence, and engineering sectors as an Export Controls and Trade Compliance Officer. The Export Controls and Trade Compliance Officer will play a vital role in ensuring compliance with UK export regulations and U.S. trade compliance regulations. This posi
Job Source: Leonid Group LtdAcademics Ltd
Romford
Compliance Administrator Romford Salary £24k to £26k Are you seeking a Compliance Administrator role in a vibrant and busy office in Romford? Would you like to work with a team who are fun, friendly and supportive? Do you have experience in compliance or administration? We are one of the leading education recruitment agencies in the UK, suppl
Job Source: Academics LtdChelmsford
Pure are pleased to be working with our client within the financial services industry, who are looking to recruit for a Compliance Officer on a part time basis. Main Dutes: Delegated responsibility for complaints
Chairing Senior Management meetings
Supporting Investment committee
Completion of Financial Resilience surveys
Being the first point of contact for compliance queries internally
Responsible for co-ordinating compliance file checks
Ensure the existing and new business processes and documentation meet current regulation and are fully version-controlled
Responsible for signing off Compliance Remedial Work completed by advisers
Maintaining and updating Compliance records & file checks
Responsible for updating compliance plans as and when required
Updating FCA register as required
Responsible for ensuring staff have signed latest declarations
Ensuring that relevant checks are carried out on new advising staff
Responsible for ensuring that staff are informed of any new relevant regulation and updating
Facilitating compliance file checks and chasing advisers for missing information
New starter documentation process
Facilitating Annual compliance tests
Liaise with visits / audits
Key Skills: At least 3 years Compliance Experience
Worked within financial services industry
Very well organised
Good attention to detail
Great IT skills
Working towards FCA regulations
Compliance Officer jobs in Chelmsford
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